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Fair Information Processing Principles and the OECD Guidelines

The original FIPPs were developed by the Department of Health, Education, and Welfare in the 1960s in reaction to and concerns over implementation of large government databases containing information on US citizens. As mentioned earlier, the principles were then extended by the OECD in 1980 in a document titled “The OECD Guidelines on the Protection of Privacy and Transborder Flows of Personal Data.”

[1] These principles, commonly know as the OECD Principles, have since become the foundation for much of the existing privacy legislation and thinking throughout the world. More important, they continue to be a cornerstone in grounding governments, businesses, and consumer advocates in their approach and dialogues on privacy and the use of personal information. In other words, they form the common vocabulary in which privacy is discussed. As we detail later in this chapter and elsewhere in Part 2, most privacy laws and regulations (and thus privacy policies and the privacy rules) are derived from the FIPPs and the OECD Guidelines.

Collection Limitation Principle

The OECD Guidelines, published in 1980, state that “There should be limits to the collection of personal data and any such data should be obtained by lawful and fair means and, where appropriate, with the knowledge or consent of the data subject.”

[2] This means before PI is collected or processed in another fashion, the processor must obtain permission to process the data. There are rare exceptions to this requirement, including certain types of law enforcement practices and for “national security” purposes.[3]

Given the increasing reality of law enforcement requests and requirements from around the world, it is imperative that privacy engineers contemplate such uses and their potential conflict with the “Collection Limitation” principle for their processing.

  • [1] An outgrowth of the Organisation for European Economic Cooperation (OEEC), which was formed

    in 1948 and chartered to run the Marshall Plan, the OECD, established in 1961, consists of 34 countries who work collaboratively to “to help governments foster prosperity and fight poverty through economic growth and financial stability.”

  • [2] The OECD Guidelines on the Protection of Privacy and Transborder Flows of Personal Data.

    oecd.org/internet/ieconomy/oecdguidelinesontheprotectionof privacyandtransborderflowsofpersonaldata.htm#part2. All quotes from the OECD Guidelines come from this source.

  • [3] Even those cases are not consistent from jurisdiction to jurisdiction and, in those cases, there must

    be other control processes in place to ensure that individual rights are not being violated and that the data is collected in a manner that allows law enforcement to use them for policing or security.

 
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